Wed 10/28/2026 · Meeting 18
Reciprocal lattices, the first Brillouin zone, 2D band structures, and the CuO₂²⁻ layer
Reading: Woodward, Karen, Evans, and Vogt, Solid State Materials Chemistry
Ch. 6 §§6.3–6.5
real-space lattice
$\mathbf{T} = u\mathbf{a} + v\mathbf{b}$
$\mathbf{a}$, $\mathbf{b}$ = lattice vectors; $u$, $v$ = integers
reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*} + k\mathbf{b}^{*}$
$\mathbf{a}^{*}$, $\mathbf{b}^{*}$ = lattice vectors; $h$, $k$ = integers
reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*} + k\mathbf{b}^{*}$
$\mathbf{a}^{*}$, $\mathbf{b}^{*}$ = lattice vectors; $h$, $k$ = integers
Reciprocal space lattice vectors
Reciprocal space rectangular lattice
$\mathbf{a}^{*} = \dfrac{2\pi}{a}\,\hat{x}$
$\mathbf{b}^{*} = \dfrac{2\pi}{b}\,\hat{y}$
real-space lattice
$\mathbf{T} = u\mathbf{a}$
reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*}$
real-space lattice
$\mathbf{T} = u\mathbf{a}$
reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*}$
real-space lattice
$\mathbf{T} = u\mathbf{a}$
reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*}$
The boundaries of the first Brillouin zone are ½ a* toward each of the neighboring reciprocal-space lattice points.
reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*} + k\mathbf{b}^{*}$
$\mathbf{a}^{*}$, $\mathbf{b}^{*}$ = lattice vectors; $h$, $k$ = integers
Per Solid State Materials Chemistry, §6.4.1.



| label | coordinates |
|---|---|
| Γ | $0\,\mathbf{a}^{*} + 0\,\mathbf{b}^{*}$ |
| X | $(1/2)\,\mathbf{a}^{*} + 0\,\mathbf{b}^{*}$ |
| M | $(1/2)\,\mathbf{a}^{*} + (1/2)\,\mathbf{b}^{*}$ |
$\mathbf{a}^{*} = \dfrac{2\pi}{a}\hat{x}$ $\mathbf{b}^{*} = \dfrac{2\pi}{a}\hat{y}$ (square: $b = a$)
$\mathbf{k} = k_x\,\hat{x} + k_y\,\hat{y}$
$\mathbf{a}^{*} = \dfrac{2\pi}{a}\hat{x}$ $\mathbf{b}^{*} = \dfrac{2\pi}{a}\hat{y}$ (square: $b = a$)
$\mathbf{k} = k_x\,\hat{x} + k_y\,\hat{y}$
| label | substitute $\mathbf{a}^{*}$, $\mathbf{b}^{*}$ | $(k_x,\ k_y)$ |
|---|---|---|
| Γ | $0$ | $(0,\ 0)$ |
| X | $\tfrac12\cdot\tfrac{2\pi}{a}\hat{x}$ | $(\pi/a,\ 0)$ |
| M | $\tfrac12\cdot\tfrac{2\pi}{a}\hat{x} + \tfrac12\cdot\tfrac{2\pi}{a}\hat{y}$ | $(\pi/a,\ \pi/a)$ |
Per Solid State Materials Chemistry, Figure 6.14.


Γ point
$k_x = k_y = 0$
bonding

Γ point
$k_x = k_y = 0$
bonding
X point
$k_x = \pi/a$ $k_y = 0$
nonbonding

Γ point
$k_x = k_y = 0$
bonding
X point
$k_x = \pi/a$ $k_y = 0$
nonbonding
M point
$k_x = k_y = \pi/a$
antibonding

Γ point
$k_x = k_y = 0$
bonding
X point
$k_x = \pi/a$ $k_y = 0$
nonbonding
M point
$k_x = k_y = \pi/a$
antibonding
Per Solid State Materials Chemistry, Figure 6.17.
La₂CuO₄, a layered perovskite
the CuO₂²⁻ sheet viewed down the stacking axis
d-orbital energies, square planar Cu²⁺
Per Solid State Materials Chemistry, Figure 6.20, §6.5.2.



Per Solid State Materials Chemistry, Figure 6.21.

$\mathrm{Cu}\ 3d_{xy} - \mathrm{O}\ 2p\ \pi^{*}$
$\Gamma\ (k_x = 0,\ k_y = 0)$
Cu 3dxy
O 2p
Cu 3dxy
O 2p
Cu 3dxy
O 2p
Cu 3dxy
O 2p
Cu 3dxy
O 2p
Per Solid State Materials Chemistry, Figure 6.23.
$\text{M}\ (k_x = \pi/a,\ k_y = \pi/a)$
Cu 3dxy
O 2p
π* crystal orbital
Cu 3dxy
O 2p
π* crystal orbital
Cu 3dxy
O 2p
π* crystal orbital
Cu 3dxy
O 2p
π* crystal orbital
Per Solid State Materials Chemistry, Figure 6.23.

$\mathrm{Cu}\ 3d_{x^2-y^2} - \mathrm{O}\ 2p\ \sigma^{*}$
$\Gamma\ (k_x = 0,\ k_y = 0)$
Cu 3dx²−y²
O 2p
σ* crystal orbital
Cu 3dx²−y²
O 2s
σ* crystal orbital
$\text{M}\ (k_x = \pi/a,\ k_y = \pi/a)$
Cu 3dx²−y²
O 2p
σ* crystal orbital
Cu 3dx²−y²
O 2p
σ* crystal orbital
Cu 3dx²−y²
O 2p
σ* crystal orbital
weakly antibonding
antibonding in x
antibonding in x,y
nonbonding
antibonding in x
antibonding in x,y
Per Solid State Materials Chemistry, Figure 6.24.




$E_\mathrm{F}$ cuts the Cu $d_{x^2-y^2}$ $\sigma^{*}$ band
Per Solid State Materials Chemistry, Figure 6.22.
Six questions to ask of any band structure diagram.
| Question | Answer |
|---|---|
| What is being plotted? | Energy vs. k, where k is the wavevector that gives the phase of the MO’s on moving from one unit cell to the next (as well as the crystal momentum of the electron). |
| How many lines are there in a band structure diagram? | As many as there are atomic orbitals in the unit cell. |
| How is the center of gravity energy level of each band determined? | It usually follows from the MO diagram. |
| How do we determine whether a band runs uphill or downhill? | By comparing the orbital overlap at k=0 and k=π/a. |
| How do we distinguish metals from semiconductors and insulators? | The Fermi level cuts a band in a metal, whereas there is a gap between the filled and empty states in a semiconductor. |
| Why are some bands flat and others steep? | This depends on the degree of orbital overlap between building units. |
Work the Lecture 16 practice questions before the next class.