CHEM 548: Materials Chemistry

Lecture 16: Reciprocal Space, 2D Band Structures, and the CuO₂²⁻ Layer

Wed 10/28/2026 · Meeting 18

Reciprocal lattices, the first Brillouin zone, 2D band structures, and the CuO₂²⁻ layer

Reading: Woodward, Karen, Evans, and Vogt, Solid State Materials Chemistry
Ch. 6 §§6.3–6.5

Learning Objectives: 2D Band Structures

Reciprocal lattice vectorsconstruct them from real-space vectors by the perpendicularity and length requirements
First Brillouin zoneidentify it as the Wigner-Seitz cell of reciprocal space
Special k-pointslocate and interpret Γ, X, and M in a 2D square lattice
Orbital phasespredict crystal-orbital phase relationships at different k-points in two dimensions
Band diagramsread and construct them for 2D materials using cuts through reciprocal space

Real and Reciprocal Lattices in 2D

A five by five array of filled lattice points with x and y axis arrows, and the vectors a and b drawn from one point to each of its two nearest neighbours.

real-space lattice
$\mathbf{T} = u\mathbf{a} + v\mathbf{b}$
$\mathbf{a}$, $\mathbf{b}$ = lattice vectors; $u$, $v$ = integers

A five by five array of open reciprocal lattice points with x and y axis arrows, and the vectors a-star and b-star drawn from one point to each of its two nearest neighbours.

reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*} + k\mathbf{b}^{*}$
$\mathbf{a}^{*}$, $\mathbf{b}^{*}$ = lattice vectors; $h$, $k$ = integers

Defining the Reciprocal Lattice Vectors

A rectangular array of reciprocal-space lattice points with the vectors a-star and b-star drawn from one point to each of its two nearest neighbours.

reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*} + k\mathbf{b}^{*}$
$\mathbf{a}^{*}$, $\mathbf{b}^{*}$ = lattice vectors; $h$, $k$ = integers

Reciprocal space lattice vectors

$\mathbf{a}^{*}$perpendicular to $\mathbf{b}$, $\mathbf{a}^{*} \cdot \mathbf{a} = 2\pi$
$\mathbf{b}^{*}$perpendicular to $\mathbf{a}$, $\mathbf{b}^{*} \cdot \mathbf{b} = 2\pi$

Reciprocal space rectangular lattice

$\mathbf{a}^{*} = \dfrac{2\pi}{a}\,\hat{x}$

$\mathbf{b}^{*} = \dfrac{2\pi}{b}\,\hat{y}$

Reciprocal Space in 1D

real-space lattice
$\mathbf{T} = u\mathbf{a}$

A row of five filled dots on a line with a double-headed bracket over one dot spacing labelled a.

reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*}$

A row of five open dots on a line with a double-headed bracket over one dot spacing labelled a-star equals 2 pi over a.

real-space lattice
$\mathbf{T} = u\mathbf{a}$

A row of five filled dots on a line with a double-headed bracket over one dot spacing labelled a.

reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*}$

The same row of open dots, with arrows beneath labelling the centre dot k equals 0 and its neighbours k equals minus pi over a and k equals plus pi over a.

real-space lattice
$\mathbf{T} = u\mathbf{a}$

A row of five filled dots on a line with a double-headed bracket over one dot spacing labelled a.

reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*}$

The same row of open dots, with arrows beneath labelling the centre dot k equals 0 and its neighbours k equals minus pi over a and k equals plus pi over a.

The boundaries of the first Brillouin zone are ½ a* toward each of the neighboring reciprocal-space lattice points.

The First Brillouin Zone in 2D

A rectangular array of reciprocal-space lattice points with a shaded rectangle centred on one point, labelled first Brillouin zone, and the vectors a-star and b-star drawn from that point.

reciprocal-space lattice
$\mathbf{G} = h\mathbf{a}^{*} + k\mathbf{b}^{*}$
$\mathbf{a}^{*}$, $\mathbf{b}^{*}$ = lattice vectors; $h$, $k$ = integers

First Brillouin zone the area in reciprocal space that contains all k points closer to the lattice point it surrounds than to any other reciprocal space lattice point. In crystallography we call this type of cell a Wigner-Seitz cell.

Per Solid State Materials Chemistry, §6.4.1.

Special Points in a 2D Square Lattice

The shaded first Brillouin zone of a square lattice with the centre point Gamma circled in red, X on the lower edge, M at the lower corner, and the a-star and b-star axes drawn from Gamma.
The shaded first Brillouin zone of a square lattice labelled Gamma at the centre, X on the lower edge, and M at the lower corner, with the a-star and b-star axes drawn from Gamma.
The shaded first Brillouin zone of a square lattice labelled Gamma at the centre, X on the lower edge, and M at the lower corner, with the a-star and b-star axes drawn from Gamma.
labelcoordinates
Γ$0\,\mathbf{a}^{*} + 0\,\mathbf{b}^{*}$
X$(1/2)\,\mathbf{a}^{*} + 0\,\mathbf{b}^{*}$
M$(1/2)\,\mathbf{a}^{*} + (1/2)\,\mathbf{b}^{*}$

$\mathbf{a}^{*} = \dfrac{2\pi}{a}\hat{x}$    $\mathbf{b}^{*} = \dfrac{2\pi}{a}\hat{y}$   (square: $b = a$)

$\mathbf{k} = k_x\,\hat{x} + k_y\,\hat{y}$

$\mathbf{a}^{*} = \dfrac{2\pi}{a}\hat{x}$    $\mathbf{b}^{*} = \dfrac{2\pi}{a}\hat{y}$   (square: $b = a$)

$\mathbf{k} = k_x\,\hat{x} + k_y\,\hat{y}$

labelsubstitute $\mathbf{a}^{*}$, $\mathbf{b}^{*}$$(k_x,\ k_y)$
Γ$0$$(0,\ 0)$
X$\tfrac12\cdot\tfrac{2\pi}{a}\hat{x}$$(\pi/a,\ 0)$
M$\tfrac12\cdot\tfrac{2\pi}{a}\hat{x} + \tfrac12\cdot\tfrac{2\pi}{a}\hat{y}$$(\pi/a,\ \pi/a)$

Per Solid State Materials Chemistry, Figure 6.14.

Band Structure of a 2D H-Atom Sheet

A square lattice of hydrogen 1s orbitals, five by five, all drawn as open circles joined by bonds.
A square lattice of hydrogen 1s orbitals, five by five, all drawn as open circles joined by bonds.
A five by five lattice of hydrogen 1s orbitals all drawn open, every orbital in phase with its neighbours.

Γ point
$k_x = k_y = 0$
bonding

A square lattice of hydrogen 1s orbitals, five by five, all drawn as open circles joined by bonds.
A five by five lattice of hydrogen 1s orbitals all drawn open, every orbital in phase with its neighbours.

Γ point
$k_x = k_y = 0$
bonding

The same lattice with whole rows alternating between open and shaded orbitals: the phase reverses along x and is unchanged along y.

X point
$k_x = \pi/a$   $k_y = 0$
nonbonding

A square lattice of hydrogen 1s orbitals, five by five, all drawn as open circles joined by bonds.
A five by five lattice of hydrogen 1s orbitals all drawn open, every orbital in phase with its neighbours.

Γ point
$k_x = k_y = 0$
bonding

The same lattice with whole rows alternating between open and shaded orbitals: the phase reverses along x and is unchanged along y.

X point
$k_x = \pi/a$   $k_y = 0$
nonbonding

The same lattice in a checkerboard of open and shaded orbitals: the phase reverses along both x and y.

M point
$k_x = k_y = \pi/a$
antibonding

A plot of energy in electron volts against the k-point path Gamma to X to M to Gamma: the band rises from about minus 22 eV at Gamma through the Fermi level near X to about 53 eV at M, then falls back to Gamma.
A five by five lattice of hydrogen 1s orbitals all drawn open, every orbital in phase with its neighbours.

Γ point
$k_x = k_y = 0$
bonding

The same lattice with whole rows alternating between open and shaded orbitals: the phase reverses along x and is unchanged along y.

X point
$k_x = \pi/a$   $k_y = 0$
nonbonding

The same lattice in a checkerboard of open and shaded orbitals: the phase reverses along both x and y.

M point
$k_x = k_y = \pi/a$
antibonding

Per Solid State Materials Chemistry, Figure 6.17.

Learning Objectives: The CuO₂²⁻ Layer

Multi-atom unit cellsconstruct band structures from molecular orbital diagrams
DOS and partial DOSinterpret them to identify orbital contributions
Overlap and symmetrypredict orbital overlap patterns and symmetry-allowed interactions at different k-points
Band widthrelate it to orbital overlap strength and electron delocalization
Propertiesextract metallic versus semiconducting behavior and localized versus delocalized electrons from a band diagram

La₂CuO₄: Home of the CuO₂²⁻ Layer

The layered structure of lanthanum copper oxide: sheets of blue copper-oxygen octahedra stacked with layers of green lanthanum ions between them.

La₂CuO₄, a layered perovskite

The CuO2 sheet seen down the stacking axis: blue copper atoms on a square net, each bridged to four red oxygen atoms, with the square unit cell outlined.

the CuO₂²⁻ sheet viewed down the stacking axis

The CuO₂²⁻ Sheet

A segment of the CuO2 sheet: blue copper atoms on a square net bridged by red oxygen atoms, with one square unit cell shaded and outlined in black.

d-orbital energies, square planar Cu²⁺

↑ ↑↓ ↑↓ ↑↓ ↑↓ dx²−y² dxy dz² dxz dyz energy

Per Solid State Materials Chemistry, Figure 6.20, §6.5.2.

MO Diagram → DOS Plot

Three panels on a shared energy axis from minus 17 to minus 11 electron volts: the extended Hueckel MO diagram of square planar copper at left, the total density of states in the middle with regions one, two, and three labelled and the Fermi level drawn in, and the copper 3d partial density of states at right, resolved into dx2-y2, dxy, dxz and dyz, and dz2 columns.
The same three panels with the copper 3d partial density of states panel at right ringed in red.
Three panels on a shared energy axis from minus 17 to minus 11 electron volts: the extended Hueckel MO diagram of square planar copper at left, the total density of states in the middle with regions one, two, and three labelled and the Fermi level drawn in, and the copper 3d partial density of states at right, resolved into dx2-y2, dxy, dxz and dyz, and dz2 columns.
IO 2p nonbonding and Cu-O bonding
IICu 3d-O 2p π antibonding
IIICu 3d-O 2p σ antibonding

Per Solid State Materials Chemistry, Figure 6.21.

Basis Set Orbitals: the dxy Band

The unit cell square with the four-lobed copper 3dxy orbital at its top-left corner and the two oxygen 2p orbitals lying perpendicular to the copper-oxygen bonds.

$\mathrm{Cu}\ 3d_{xy} - \mathrm{O}\ 2p\ \pi^{*}$

The dxy Band at Γ

$\Gamma\ (k_x = 0,\ k_y = 0)$

The copper lattice drawn as a two by two grid of unit cells with one copper 3d xy orbital, two of its four lobes shaded, circled at the top left corner.

Cu 3dxy

+
The oxygen lattice drawn as a two by two grid of unit cells with one vertical and one horizontal oxygen 2p orbital circled at the top left corner.

O 2p

A three by three lattice of copper 3d xy orbitals, every orbital in the same phase, with the central orbital ringed in red.

Cu 3dxy

+
The oxygen 2p orbitals filled into the lattice, the vertical ones with the shaded lobe pointing up and the horizontal ones with the shaded lobe pointing left.

O 2p

The three by three lattice of copper 3d xy orbitals, every orbital in the same phase.

Cu 3dxy

+
The oxygen 2p lattice with a red curve drawn through the upper left cell, tracing the bonding overlap of the copper lobe that points that way.

O 2p

The three by three lattice of copper 3d xy orbitals, every orbital in the same phase.

Cu 3dxy

+
The oxygen 2p lattice with a red curve drawn through the lower right cell, tracing the antibonding overlap of the opposite copper lobe.

O 2p

The three by three lattice of copper 3d xy orbitals, every orbital in the same phase.

Cu 3dxy

+
The oxygen 2p lattice back without the overlap curves, every vertical orbital shaded up and every horizontal orbital shaded left.

O 2p

Mixing is symmetry forbidden Cu 3dxy and O 2p remain nonbonding.

Per Solid State Materials Chemistry, Figure 6.23.

The dxy Band at M

$\text{M}\ (k_x = \pi/a,\ k_y = \pi/a)$

The copper lattice drawn as a two by two grid of unit cells with one copper 3d xy orbital circled at the top left corner.

Cu 3dxy

+
The oxygen lattice grid with one vertical and one horizontal oxygen 2p orbital circled at the top left corner.

O 2p

→
A three by three lattice of copper 3d xy orbitals whose phases alternate with every step of one unit cell in x and in y.

Cu 3dxy

+
The oxygen lattice grid still empty apart from the two circled orbitals at the top left corner.

O 2p

→
The three by three lattice of copper 3d xy orbitals with phases alternating in both directions.

Cu 3dxy

+
The oxygen 2p orbitals filled into their lattice, their phases alternating with every step of one unit cell in x and in y.

O 2p

→
The three by three lattice of copper 3d xy orbitals with phases alternating in both directions.

Cu 3dxy

+
The oxygen 2p lattice with its alternating phases.

O 2p

→
The copper and oxygen lattices overlaid: every copper 3d xy lobe meets an oxygen 2p lobe of opposite phase, an antibonding pi interaction at every contact.

π* crystal orbital

Per Solid State Materials Chemistry, Figure 6.23.

Basis Set Orbitals: the dx²−y² Band

The unit cell square with the four-lobed copper 3dx2-y2 orbital at its top-left corner and the two oxygen 2p orbitals pointing along the copper-oxygen bonds.

$\mathrm{Cu}\ 3d_{x^2-y^2} - \mathrm{O}\ 2p\ \sigma^{*}$

The dx²−y² Band at Γ

$\Gamma\ (k_x = 0,\ k_y = 0)$

A three by three lattice of copper 3d x squared minus y squared orbitals, every orbital in the same phase, with one orbital circled at the top left corner.

Cu 3dx²−y²

+
The oxygen 2p sigma orbitals filled into the lattice, the horizontal ones with the shaded lobe pointing left and the vertical ones with the shaded lobe pointing down.

O 2p

→
Mixing is symmetry forbidden No O 2p character in the Cu 3dx²−y² band at Γ.
The same three by three lattice of copper 3d x squared minus y squared orbitals, every orbital in the same phase.

Cu 3dx²−y²

+
The oxygen 2s orbitals in the same lattice, drawn as circles, the shaded ones and open ones alternating between the two oxygen sites of each cell.

O 2s

→
The copper and oxygen lattices overlaid: each oxygen 2s circle meets a copper lobe of opposite phase, an antibonding sigma interaction.

σ* crystal orbital

O 2s mixes inThe lower-lying O 2s orbitals, previously neglected, have the correct symmetry to mix in an antibonding way with dx²−y², so the band is not completely nonbonding at Γ.

The dx²−y² Band at M

$\text{M}\ (k_x = \pi/a,\ k_y = \pi/a)$

The copper lattice drawn as a two by two grid of unit cells with one copper 3d x squared minus y squared orbital circled at the top left corner.

Cu 3dx²−y²

+
The oxygen lattice grid with one horizontal and one vertical oxygen 2p sigma orbital circled at the top left corner.

O 2p

→
A second copper 3d x squared minus y squared orbital added one unit cell along, drawn in the opposite phase to the first.

Cu 3dx²−y²

+
The oxygen lattice grid still holding only the two circled orbitals at the top left corner.

O 2p

→
The full three by three lattice of copper 3d x squared minus y squared orbitals, their phases alternating with every step of one unit cell in x and in y.

Cu 3dx²−y²

+
The oxygen 2p sigma orbitals filled into their lattice with the same alternation of phase in x and in y.

O 2p

→
The two lattices overlaid: every copper lobe meets an oxygen lobe of the opposite phase, so every copper-oxygen contact is antibonding.

σ* crystal orbital

Two Bands at Γ, X, and M

Γ X M Cu 3dx²−y² – O σ* band
A three by three net of copper dx2-y2 orbitals with oxygen p orbitals between them, every copper lobe pointing at an oxygen lobe of the same shade along both axes.

weakly antibonding

The same net with the orbital phase reversed from column to column along x and unchanged along y.

antibonding in x

The same net in a checkerboard: the orbital phase reverses along x and along y.

antibonding in x,y

Cu 3dxy – O π* band
A three by three net of copper dxy orbitals all in the same phase, with no oxygen p orbitals drawn between them.

nonbonding

The same net with small oxygen p orbitals between the coppers and the phase reversed from column to column along x.

antibonding in x

The same net with oxygen p orbitals along both axes and the phase reversed along x and along y.

antibonding in x,y

Per Solid State Materials Chemistry, Figure 6.24.

Band Structure of the CuO₂²⁻ Sheet

Energy in electron volts from minus 17 to minus 11 plotted along the path Gamma to X to M to Gamma, with a dashed Fermi level cutting the topmost band, beside the total density of states with its three peaks labelled one, two and three. A brace beside the topmost band labels it Cu dx2-y2, the sigma-star band.
Energy in electron volts from minus 17 to minus 11 plotted along the path Gamma to X to M to Gamma, with a dashed Fermi level cutting the topmost band, beside the total density of states with its three peaks labelled one, two and three. Braces label the topmost band Cu dx2-y2, the sigma-star band, and the group near minus 13.5 Cu dxy, dxz, dyz, the pi-star bands.
Energy in electron volts from minus 17 to minus 11 plotted along the path Gamma to X to M to Gamma, with a dashed Fermi level cutting the topmost band, beside the total density of states with its three peaks labelled one, two and three. Braces label the topmost band Cu dx2-y2, the sigma-star band, and the group near minus 13.5 Cu dxy, dxz, dyz, the pi-star bands; a leader line picks out the almost flat band in that group as the Cu dz2 band.
Energy in electron volts from minus 17 to minus 11 plotted along the path Gamma to X to M to Gamma, with a dashed Fermi level cutting the topmost band, beside the total density of states with its three peaks labelled one, two and three. Braces label the topmost band Cu dx2-y2, the sigma-star band, the group near minus 13.5 Cu dxy, dxz, dyz, the pi-star bands, with a leader line picking out the almost flat Cu dz2 band, and the six bands from minus 14.5 to minus 17 the O 2p bands.

$E_\mathrm{F}$ cuts the Cu $d_{x^2-y^2}$ $\sigma^{*}$ band

Per Solid State Materials Chemistry, Figure 6.22.

Key Concepts: Band Structure

Six questions to ask of any band structure diagram.

QuestionAnswer
What is being plotted?Energy vs. k, where k is the wavevector that gives the phase of the MO’s on moving from one unit cell to the next (as well as the crystal momentum of the electron).
How many lines are there in a band structure diagram?As many as there are atomic orbitals in the unit cell.
How is the center of gravity energy level of each band determined?It usually follows from the MO diagram.
How do we determine whether a band runs uphill or downhill?By comparing the orbital overlap at k=0 and k=π/a.
How do we distinguish metals from semiconductors and insulators?The Fermi level cuts a band in a metal, whereas there is a gap between the filled and empty states in a semiconductor.
Why are some bands flat and others steep?This depends on the degree of orbital overlap between building units.
Wide bandslarge intermolecular overlap → delocalized e⁻
Narrow bandsweak intermolecular overlap → localized e⁻
CHEM 548